Information For Your Records
(no response required)
- Disclosure Brochure (PDF)
This brochure provides additional information such as the types of services offered by our firm, our fees, our operations, our disclosures, and other information.
- Privacy Policy (PDF)
This one-page document provides information about our firm's privacy policy.
VFA Forms
1- Client Basic Information (PDF)
This form is where you can provide us with the basic information we need to open your account(s). Ask you advisor if you should complete this.
2- Risk Tolerance - Individual Account (PDF)
Complete these 10 questions. Then select your portfolio, sign and date. Be sure to initial (rather than check or X) next to your portfolio choice. Return both pages, not just signature page.
3- Risk Tolerance - Joint Account (PDF)
Both account holders should complete these 10 questions. Then select your portfolio, both sign and date. Be sure to initial (rather than check or X) next to your portfolio choice. Return both pages, not just signature page.
4- Discretionary Advisory Agreement (PDF)
Only one form needed per household. (If husband and wife are opening accounts, both can sign the same form.) Return all three pages, not just the signature page.
Folio Forms
5- Folio Account Opening Form (PDF)
This opens your account at Folio. Complete and return pages 1-3 per account. (On the W-9, simply write your name, address, SSN and then sign and date.)
6- Folio Account Transfer Form (PDF)
If you are transfering an account from another custodian, you'll need this form. Complete one form for each account that you're transfering. Return pages 3-5.
7- Beneficiaries Form for Non-taxable Account (PDF)
Complete one form per qualified account. (If you have a taxable account, then you'll need to complete the T.O.D. form below.)
8- Transfer On Death (TOD) Form for Taxable Account (PDF)
Complete one form per taxable account. This is to be used only for taxable accounts. (If you have a qualified account, you'll need to complete the Beneficiaries Form above.)
